Kenneth E. Pope

PEAK INVESTMENT SOLUTIONS

ROSEVILLE, CA 95661

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CRD#: 4936470

Professional summary

Kenneth Ersal Pope is a registered financial advisor currently at PEAK INVESTMENT SOLUTIONS, LLC located in Roseville, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kenneth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ken Pope CPA; Not investment related; 1508 Eureka Rd Ste 180 Roseville, CA; Owner, tax preparer, certified public accountant, tax preparation; Start date: June 2003; Approximately 30 hours per month; 20 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Ersal Pope's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2000 - Present

PEAK INVESTMENT SOLUTIONS, LLC

Office #1: 1508 Eureka Road Suite 180, Roseville, CA 95661

RIA

CRD#: 134846

ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/28/2012)

IAR

California
(4/18/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2000

Uniform Investment Adviser Law Examination

Current Firm

PEAK INVESTMENT SOLUTIONS, LLC

BBR FINANCIAL SERVICES, LLC | PEAK INVESTMENT SOLUTIONS, LLC

CRD#: 134846 / SEC#: 801-64263

RIA

Registered Investment Advisory firm - (6/29/2012 Terminated)

Arizona

Registered Investment Advisory firm - (6/28/2012 Approved)

California

Registered Investment Advisory firm - (6/25/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1508 Eureka Road Suite 180, Roseville, CA 95661

Mailing Address

Phone number

(916) 772-5022

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 69,639,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth E. Pope

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Ersal Pope's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK INVESTMENT SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2000

Current Firm

PEAK INVESTMENT SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEAK INVESTMENT SOLUTIONS, LLC

TRUST BUT VERIFY

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