Michael J. Alamo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Alamo, who also goes by Michael J Alamo, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, Series 82TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2020 - October 6, 2021
WORDEN CAPITAL MANAGEMENT LLC
May 22, 2018 - December 2, 2020
CC SECURITIES, LLC
July 6, 2016 - November 28, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
October 31, 2011 - January 15, 2016
OLSON, CROSS & ALAMO LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationSeries 82TO
Date: 3/29/2024
Limited Representative-Private Securities OfferingsCurrent Firm
WORDEN CAPITAL MANAGEMENT LLC
CRD#: 148366 / SEC#: , 8-68010
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 12 |
Red Flags
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