Matthew J. Wiggins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Jon Wiggins, who also goes by Matthew Wiggins, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2015 - December 31, 2016
ONCALL WEALTH PARTNERS, LLC
September 4, 2014 - February 13, 2015
ONCALL ADVISORS, LLC
March 15, 2013 - September 4, 2014
SECURITIES AMERICA ADVISORS, INC.
February 25, 2013 - September 4, 2014
SECURITIES AMERICA, INC.
March 14, 2008 - February 11, 2013
PROFESSIONAL ADVISORY GROUP
April 1, 2005 - January 18, 2013
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ONCALL WEALTH PARTNERS, LLC
CRD#: 173865 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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