Kin Wong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kin Wong, who also goes by Kenny Wong, was a registered financial professional .
Kin is a previously registered financial professional and started their career in finance in 2005. Kin had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2010 - February 22, 2013
G-2 TRADING,LLC
April 5, 2010 - December 9, 2010
MAXIM GROUP LLC
January 20, 2010 - March 1, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
October 16, 2009 - November 5, 2009
ECHOTRADE LLC
July 10, 2008 - August 28, 2009
G-2 TRADING,LLC
October 4, 2007 - July 28, 2008
VTRADER PRO, LLC
May 17, 2007 - January 2, 2008
SPECTRUM TRADING, LLC
May 4, 2005 - May 16, 2007
SANDERS MORRIS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/20/2005
Limited Representative-Equity Trader ExamCurrent Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
