Craig W. Pfau

GRANITE BAY WEALTH MANAGEMENT

Milton, GA

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CRD#: 4935902

Professional summary

Craig William Pfau is a registered financial advisor currently at GRANITE BAY WEALTH MANAGEMENT, LLC located in Milton, Georgia.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Craig has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 03/2025 / Locust Lane Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig William Pfau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2026 - Present

GRANITE BAY WEALTH MANAGEMENT, LLC

RIA

CRD#: 174765

Milton, GA

Past

April 3, 2025 - September 2, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

Milton, GA

Past

August 23, 2024 - April 8, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

February 25, 2021 - August 23, 2024

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Milton, GA

Past

October 22, 2018 - December 31, 2022

LOCUST LANE PARTNERS, LP

RIA

CRD#: 297237

MILTON, GA

Past

October 5, 2018 - March 20, 2019

CARSWELL INVESTMENTS, LLC

RIA

CRD#: 158205

Milton, GA

Past

September 21, 2005 - January 19, 2006

MBSC, LLC

CRD#: 42430

NEW YORK, NY

Past

June 2, 2005 - June 29, 2005

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

April 19, 2005 - June 6, 2005

ALAMO CAPITAL

CRD#: 26193

WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANITE BAY WEALTH MANAGEMENT, LLC

GALBRAITH WEALTH MANAGEMENT LLC | GUINNESS WEALTH MANAGEMENT LLC | GRANITE BAY WEALTH MANAGEMENT, LLC

CRD#: 174765 / SEC#: 801-92174

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/18/2005

General Securities Representative Examination

Current Firm

GRANITE BAY WEALTH MANAGEMENT, LLC

GALBRAITH WEALTH MANAGEMENT LLC | GUINNESS WEALTH MANAGEMENT LLC | GRANITE BAY WEALTH MANAGEMENT, LLC

CRD#: 174765 / SEC#: 801-92174

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

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Contact information

Main Address

22 Deer Street Suite 200, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 610-8881

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - 11.06.2025 (11/6/2025)

Regulatory assets under management

Total Number of Accounts	1,545
AUM (Assets Under Management)	$ 444,610,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig W. Pfau

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig William Pfau's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

LOCUST LANE PARTNERS, LP

CARSWELL INVESTMENTS, LLC

MBSC, LLC

CREDIT SUISSE SECURITIES (USA) LLC

ALAMO CAPITAL

Primary Firm SEC Registration

GRANITE BAY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2016

Series 63

Date: 4/15/2005

Series 7

Date: 4/18/2005

Current Firm

GRANITE BAY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANITE BAY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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