Douglas W. Eichenhofer

SEILER & ASSOCIATES

PASADENA, CA 91107

Some features on this profile are disabled

CRD#: 4935889

Professional summary

Douglas William Eichenhofer is a registered financial advisor currently at SEILER & ASSOCIATES, LLC located in Pasadena, California.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Douglas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Eichenhofer is also a Certified Public Accountant with Seiler & Associates Certified Public Accountants, a CPA firm which provides accounting, estate planning, and tax preparation services to individuals, trusts, and business entities. The address for the firm is 3452 E Foothill Blvd., Suite 400, Pasadena, CA 91107. The firm's business is not investment related and the relationship started in 1998. Mr. Eichenhofer expects to spend approximately 95% of his time working with accounting clients, some of this time will be during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas William Eichenhofer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2003 - Present

SEILER & ASSOCIATES, LLC

Office #1: 3452 E. Foothill Blvd., Suite 400, Pasadena, CA 91107

RIA

CRD#: 134524

PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/18/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2003

Uniform Investment Adviser Law Examination

Current Firm

SEILER & ASSOCIATES, LLC

CRD#: 134524 / SEC#:

California

Registered Investment Advisory firm - (3/14/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3452 E. Foothill Blvd., Suite 400, Pasadena, CA 91107

Mailing Address

Phone number

(626) 432-1600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 59,685,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Douglas W. Eichenhofer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas William Eichenhofer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEILER & ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2003

Current Firm

SEILER & ASSOCIATES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEILER & ASSOCIATES, LLC

TRUST BUT VERIFY

Similar Advisors