Mark S. Seiler
SEILER & ASSOCIATES
PASADENA, CA 91107
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CRD#: 4935887
Professional summary
Mark Stephen Seiler is a registered financial advisor currently at SEILER & ASSOCIATES, LLC located in Pasadena, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 1 firm and has passed the Series 66 exam.
Question & Answer
What are your service offerings?
Wealth Management: includes fi...
investment management
and estate planning. Tax & Ac...
Do you have an area of expertise or specialization?
Business Owners
Estate & Generational Planning...
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Seiler is also a Principal with Seiler & Associates Certified Public Accountants, a CPA firm which provides accounting, estate planning, and tax preparation services to individuals, trusts, and business entities. The address for the firm is 3452 E Foothill Blvd., Suite 400, Pasadena, CA 91107. The firm's business is not investment related and the relationship started in 1998. Mr. Seiler expects to spend approximately 50% of his time working with accounting clients, some of this time will be during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Stephen Seiler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2001 - Present
SEILER & ASSOCIATES, LLC
Office #1: 3452 E. Foothill Blvd., Suite 400, Pasadena, CA 91107RIA
CRD#: 134524
PASADENA, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/14/2001)
Current Firm
SEILER & ASSOCIATES, LLC
SEILER & ASSOCIATES, LLC
CRD#: 134524 / SEC#:
California
Registered Investment Advisory firm - (3/14/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3452 E. Foothill Blvd., Suite 400, Pasadena, CA 91107
Mailing Address
Phone number
(626) 432-1600
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 192 |
| AUM (Assets Under Management) | $ 59,685,852 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
