Mark Stephen Seiler
Professional Summary
Mark Stephen Seiler was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2001 - 2026. Mark had worked at 1 firm and has passed the Series 66 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Wealth Management: includes financial/retirement planning
- investment management
- and estate planning. Tax & Accounting Services: for both individuals and businesses (expertise in various industries). We have a combined 100 years experience at our financial services firm by professionals who truly care.
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
SEILER & ASSOCIATES, LLC
Contact Information
Main Address
3452 E. Foothill Blvd., Suite 400, Pasadena, CA 91107Phone Number
(626) 432-1600# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
192AUM (Assets Under Management)
$59,685,852Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Mark
- Wealth Management: includes financial/retirement planning
- investment management
- and estate planning. Tax & Accounting Services: for both individuals and businesses (expertise in various industries). We have a combined 100 years experience at our financial services firm by professionals who truly care.
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