Patricia A. Hall

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CRD#: 4935632

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Antoinette Hall, who also goes by Patricia A Hall, Patricia Anthoinette Hall, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 2005. Patricia had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patricia A Hall | Patricia Anthoinette Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Paragon Financial Services dba for LPL Business (entity for LPL business)- investment related; brokerage firm; registered representative; 04/2022- Richmond, VA 2. 01/04/2023 - Paragon Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 04/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 01/04/2023 - Paragon Financial Services - DBA: (Hybrid) Paragon Tax Strategy LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/02/2023 - 10 Hours Per Month/2 Hours During Securities Trading. 4. 01/04/2023 - Paragon Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Paragon Financial Services, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 22, 2022 - July 16, 2024

PARAGON FINANCIAL SERVICES

RIA

CRD#: 164832

RICHMOND, VA

Past

April 6, 2022 - July 26, 2024

LPL FINANCIAL LLC

CRD#: 6413

RICHMOND, VA

Past

August 14, 2018 - April 4, 2022

CARY STREET PARTNERS

CRD#: 128089

Glen Allen, VA

Past

September 11, 2009 - August 13, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

GARDEN CITY, NY

Past

August 5, 2005 - June 16, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

GARDEN CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARAGON FINANCIAL SERVICES

CRD#: 164832 / SEC#: 801-117764

RIA

Registered Investment Advisory firm - (12/9/2019 Approved)

Florida

Registered Investment Advisory firm - (12/19/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (5/31/2013 Terminated)

Texas

Registered Investment Advisory firm - (12/19/2019 Terminated)

Virginia

Registered Investment Advisory firm - (12/23/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/24/2012

General Securities Principal Examination

Current Firm

PARAGON FINANCIAL SERVICES

CRD#: 164832 / SEC#: 801-117764

RIA

Registered Investment Advisory firm - (12/9/2019 Approved)

Florida

Registered Investment Advisory firm - (12/19/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (5/31/2013 Terminated)

Texas

Registered Investment Advisory firm - (12/19/2019 Terminated)

Virginia

Registered Investment Advisory firm - (12/23/2019 Terminated)

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Contact information

Main Address

3761 Westerre Parkway Suite H, Richmond, VA 23233

Mailing Address

Phone number

(804) 673-8888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARAGON FINANCIAL SERVICES ADV BROCHURE_APPENDIX 1 (3/12/2025)

PARAGON FINANCIAL DISCLOSURE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,312
AUM (Assets Under Management)	$ 337,405,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patricia A. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

CARY STREET PARTNERS

SECURITIES AMERICA, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

PARAGON FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2022

Series 63

Date: 8/10/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2005

Series 24

Date: 2/24/2012

Current Firm

PARAGON FINANCIAL SERVICES

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARAGON FINANCIAL SERVICES

TRUST BUT VERIFY

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