JS
Joseph H. Schepers
MILLENNIAL ADVISERS.
Las Vegas, NV
Some features on this profile are disabled
CRD#: 4935499
JS
Professional summary
Joseph Henry Schepers, who also goes by Joe Schepers, is a registered financial advisor currently at MILLENNIAL ADVISERS, LLC. located in Las Vegas, Nevada and ALLIED MILLENNIAL PARTNERS, LLC located in New York, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Schepers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Vanbridge - Insurance Agent - Investment Related - New York, NY - 10 hrs/mo - July 2025
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Henry Schepers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2020 - Present
MILLENNIAL ADVISERS, LLC.
RIA
CRD#: 170847
Las Vegas, NV
Current
January 28, 2020 - Present
ALLIED MILLENNIAL PARTNERS, LLC
Office #1: Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281BD
CRD#: 16569
NEW YORK, NY
Past
November 9, 2009 - March 15, 2010
KERN, SUSLOW SECURITIES, INC.
BD
CRD#: 24755
NEW YORK, NY
Past
August 22, 2008 - October 30, 2008
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
KEYPORT, NJ
Past
April 20, 2007 - July 31, 2008
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEW YORK, NY
Past
January 18, 2007 - February 21, 2007
MOORS & CABOT FINANCIAL ADVISORS, LLC
BD
CRD#: 132798
SEA GIRT, NJ
Past
November 9, 2006 - December 11, 2006
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Past
February 21, 2006 - May 9, 2006
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
UNIONDALE, NY
Past
June 14, 2005 - October 14, 2005
GRODSKY ASSOCIATES, INC.
BD
CRD#: 29148
WEST ORANGE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2023)
RR
Alaska(1/5/2022)
RR
Arizona(5/1/2020)
RR
Arkansas(1/16/2023)
RR
California(3/17/2020)
RR
Colorado(3/17/2020)
RR
Connecticut(8/3/2020)
RR
Delaware(1/22/2024)
RR
Florida(3/17/2020)
RR
Georgia(3/17/2020)
RR
Hawaii(3/19/2020)
RR
Idaho(1/5/2022)
RR
Illinois(1/20/2022)
RR
Indiana(7/27/2020)
RR
Iowa(1/5/2023)
RR
Kansas(9/25/2020)
RR
Kentucky(1/5/2024)
RR
Louisiana(3/26/2021)
RR
Maine(11/20/2020)
RR
Maryland(8/3/2020)
RR
Massachusetts(4/29/2020)
RR
Michigan(7/6/2020)
RR
Minnesota(3/19/2020)
RR
Missouri(9/13/2021)
RR
Montana(1/11/2024)
RR
Nebraska(7/16/2021)
RR
Nevada(8/11/2020)
IAR
Nevada(10/9/2025)
RR
New Hampshire(11/18/2020)
RR
New Jersey(5/21/2020)
IAR
New Jersey(11/21/2024)
RR
New Mexico(8/3/2020)
RR
New York(4/13/2020)
IAR
New York(4/20/2021)
RR
North Carolina(8/3/2020)
RR
North Dakota(8/3/2020)
RR
Ohio(7/31/2020)
RR
Oklahoma(1/8/2024)
RR
Oregon(1/13/2021)
RR
Pennsylvania(8/3/2020)
RR
South Carolina(8/3/2020)
RR
Tennessee(7/23/2020)
RR
Texas(3/17/2020)
RR
Utah(1/4/2022)
RR
Virginia(8/12/2020)
RR
Washington(3/18/2020)
RR
West Virginia(8/3/2020)
RR
Wisconsin(3/19/2020)
RR
Wyoming(1/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/28/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281
Mailing Address
Phone number
(646) 532-2400
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 58,664,613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
