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MK

Michael K. Korzenko

CITY NATIONAL ROCHDALE
new york, NY 10022
Some features on this profile are disabled
CRD#: 4935275
MK

Professional summary

Michael Kenneth Korzenko is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name:CFA Institute Investment-related:Yes Address:915 East High Street Charlottesville, VA 22902 USA Nature:CFA Institute is an organization that promotes financial professionalism, integrity and knowledge through education and training. Position, title, or relationship:Grader Start date:06/26/16 # of hours/month:0 # of hours during securities trading hours:0 Duties:Grading for the 2016 CFA Level 3 examination. 1-week term.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kenneth Korzenko's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 12, 2013 - Present

CITY NATIONAL ROCHDALE

Office #1: 400 Park Avenue, New York, NY 10022
RIA
CRD#: 117198
new york, NY
Past

November 12, 2013 - June 30, 2025

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

August 23, 2010 - October 22, 2013

ADVISORS ASSET MANAGEMENT, INC.

RIA
CRD#: 46727
MELVILLE, NY
Past

August 23, 2010 - October 22, 2013

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
MELVILLE, NY
Past

March 20, 2007 - August 25, 2010

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
NEW YORK, NY
Past

March 20, 2007 - August 25, 2010

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY
Past

February 13, 2007 - March 20, 2007

NEUBERGER BERMAN MANAGEMENT LLC

RIA
CRD#: 5493
NEW YORK, NY
Past

January 1, 2007 - March 20, 2007

NEUBERGER BERMAN MANAGEMENT LLC

BD
CRD#: 5493
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA
Registered Investment Advisory firm - (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/12/2013)
IAR
New York
(7/1/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/12/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 8/10/2007
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 12/28/2006
General Securities Representative Examination

Current Firm

CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA
Registered Investment Advisory firm - (6/20/1986 Approved)
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Contact information

Main Address
400 Park Avenue 10th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 702-3500
Established
Firm type
Fiscal year end
# of Employees
235

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CNR ADV PART 2A WRAP FEE BROCHURE - OCTOBER 28, 2025 (10/28/2025)
CNR ADV PART 2A BROCHURE - OCTOBER 28, 2025 (10/28/2025)

Regulatory assets under management

Total Number of Accounts41,300
AUM (Assets Under Management)$ 68,177,828,012

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2025
Cover Page
Report
10/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITY NATIONAL ROCHDALE

CRD#: 117198New York, NY 10022

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