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MD

Michael J. Durette

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CRD#: 4935253
MD
Michael James Durette

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael James Durette was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 7 firms and has passed the Series 63, Series 66, Series 3, Series 99TO, SIE, Series 62, Series 6, Series 7, Series 51 and Series 24 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 4, 2025 - July 7, 2026

STOCKPILE INVESTMENTS, INC.

BD
CRD#: 156170
SAN FRANCISCO, CA
Past

February 28, 2024 - June 25, 2024

F/M DISTRIBUTORS, LLC

BD
CRD#: 324026
BOSTON, MA
Past

October 12, 2018 - October 19, 2023

NEST INVESTMENTS BD LLC

BD
CRD#: 294417
Conshohocken, PA
Past

April 25, 2017 - October 19, 2023

NEST EGG

RIA
CRD#: 286024
CONSHOHOCKEN, PA
Past

October 11, 2011 - October 19, 2023

ADDISON CAPITAL

RIA
CRD#: 144853
Philadelphia, PA
Past

September 27, 2007 - November 25, 2009

FISHER INVESTMENTS

RIA
CRD#: 107342
WOODSIDE, CA
Past

November 7, 2005 - October 16, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
BETHESDA, MD
Past

April 27, 2005 - October 16, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BETHESDA, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/31/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/23/2005
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 6/21/2018
Corporate Securities Limited Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


SI
STOCKPILE INVESTMENTS, INC.
STOCKPILE INVESTMENTS, INC. | STOCKPILE, INC.

CRD#: 156170 / SEC#: , 8-68772

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
679 Toland Place, San Francisco, CA 94124
Mailing Address
548 Market St. Pmb 61216, San Francisco, CA 94104-5401
Phone number
(877) 374-2584
Established
Delaware since 12/10/2010
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STOCKPILE, INC.SHAREHOLDER
DURETTE, MICHAEL JAMESCHIEF COMPLIANCE OFFICER4935253
DURETTE, MICHAEL JAMESCHIEF EXECUTIVE OFFICER4935253
WHITE, KARYN MARIEPRINCIPAL FINANCIAL OFFICER, FINOP1628494

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STOCKPILE INVESTMENTS, INC.

CRD#: 156170

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