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ST

Sally A. Taylor

CARDINAL POINT WEALTH MANAGEMENT
Scottsdale, AZ 85260
Some features on this profile are disabled
CRD#: 4935024
ST

Professional summary

Sally Ann Taylor, CFP® is a registered financial advisor currently at CARDINAL POINT WEALTH MANAGEMENT located in Scottsdale, Arizona.

Sally is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Sally has worked at 7 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CARDINAL POINT CAPITAL MANAGEMENT INC.; EXECUTIVE VP CROSS BORDER SERVICES; VANCOUVER, BC, CANADA; INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Ann Taylor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2009

Experience

Current

March 11, 2020 - Present

CARDINAL POINT WEALTH MANAGEMENT

Office #1: 14000 N Pima Rd Suite 215, Scottsdale, AZ 85260
RIA
CRD#: 140619
Scottsdale, AZ
Past

December 23, 2021 - October 12, 2022

CARDINAL POINT WEALTH MANAGEMENT

RIA
CRD#: 316266
Phoenix, AZ
Past

March 11, 2020 - November 1, 2021

CARDINAL POINT WEALTH MANAGEMENT, LLC

RIA
CRD#: 151579
Phoenix, AZ
Past

February 13, 2009 - January 31, 2020

KEATS, CONNELLY & ASSOCIATES, INC

RIA
CRD#: 148884
PHOENIX, AZ
Past

March 31, 2008 - October 21, 2011

CROSS BORDER TAX & ACCOUNTING, LLC

RIA
CRD#: 110874
PHOENIX, AZ
Past

October 15, 2007 - June 23, 2010

KEATS CONNELLY AND ASSOCIATES INC.

RIA
CRD#: 110604
PHOENIX, AZ
Past

December 12, 2005 - March 4, 2008

CM WEALTH ADVISORS LLC

RIA
CRD#: 119467
CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CARDINAL POINT WEALTH MANAGEMENT
CARDINAL POINT CAPITAL MANAGEMENT INC. | SEABANK CAPITAL MANAGEMENT, INC. | CARDINAL POINT WEALTH MANAGEMENT | CARDINAL POINT SPORTS MANAGEMENT | CARDINAL POINT FOCUS PARTNERS CANADA | CARDINAL POINT CAPITAL MANAGEMENT, ULC

CRD#: 140619 / SEC#: 801-66719

RIA
Registered Investment Advisory firm - (5/23/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(3/11/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/8/2004
Uniform Investment Adviser Law Examination

Current Firm

CP
CARDINAL POINT WEALTH MANAGEMENT
CARDINAL POINT CAPITAL MANAGEMENT INC. | SEABANK CAPITAL MANAGEMENT, INC. | CARDINAL POINT WEALTH MANAGEMENT | CARDINAL POINT SPORTS MANAGEMENT | CARDINAL POINT FOCUS PARTNERS CANADA | CARDINAL POINT CAPITAL MANAGEMENT, ULC

CRD#: 140619 / SEC#: 801-66719

RIA
Registered Investment Advisory firm - (5/23/2006 Approved)
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Contact information

Main Address
3280 Bloor Street West, Centre Tower Suite 500, Toronto, On, M8X 2X3
Mailing Address
Phone number
(866) 213-2036
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts6,951
AUM (Assets Under Management)$ 3,982,682,392

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/01/2025
Cover Page
Report
09/19/2025
Cover Page
Report
11/07/2024
Cover Page
Report
01/30/2024
Cover Page
Report
03/07/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARDINAL POINT WEALTH MANAGEMENT

CRD#: 140619Scottsdale, AZ 85260

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