Patrick J. Sirayathorn

ALDEN INVESTMENT GROUP

Memphis, TN 38137

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CRD#: 4934701

Professional summary

Patrick James Sirayathorn, CFP®, ChFC® is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Memphis, Tennessee.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Patrick has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPOINTED WITH VARIOUS INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS VIA DBA Hallthorn Advisory Services LLC Appointed with Various Insurance Carriers for the purpose of Brokering Non-Registered Insurance Products via DBA HTG Financial, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Sirayathorn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

ChFC^®

Chartered Financial Consultant

Experience

Current

March 6, 2025 - Present

ALDEN INVESTMENT GROUP

Office #1: 5100 Poplar Avenue, Suite 1211, Memphis, TN 38137

RIA

CRD#: 317077

Memphis, TN

Past

February 8, 2024 - March 7, 2025

CREST PRIVATE WEALTH, LLC

RIA

CRD#: 328856

Memphis, TN

Past

June 6, 2006 - April 6, 2016

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

MEMPHIS, TN

Past

February 17, 2006 - April 6, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

MEMPHIS, TN

Past

May 26, 2005 - January 26, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MEMPHIS, TN

Past

May 23, 2005 - January 26, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 23, 2005 - January 26, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2005

General Securities Representative Examination

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Sirayathorn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Sirayathorn's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREST PRIVATE WEALTH, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2005

SIE

Date: 4/6/2016

Series 7

Date: 5/11/2005

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

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