Katherine D. Ring
Professional summary
Katherine Dailey Ring, who also goes by Katherine Mary Dailey, is a registered financial professional currently at STASH CAPITAL LLC located in New York, New York.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2005. Katherine has worked at 8 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Dailey Ring's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2022 - Present
STASH CAPITAL LLC
Office #1: 450 Park Avenue South Suite 10-111, New York, NY 10016July 3, 2013 - October 1, 2013
NESTWISE LLC
July 3, 2013 - December 22, 2016
INDEPENDENT ADVISERS GROUP CORP
July 3, 2013 - July 27, 2022
LPL FINANCIAL LLC
July 3, 2013 - July 27, 2022
LPL FINANCIAL LLC
September 20, 2010 - July 27, 2022
FORTIGENT, LLC
September 15, 2010 - March 7, 2012
FORTIGENT SECURITIES COMPANY, LLC.
March 24, 2009 - August 31, 2010
SPOT TRADING L.L.C.
June 22, 2006 - February 6, 2009
BROOKLIGHT PLACE SECURITIES, INC.
April 20, 2005 - February 6, 2009
BROOKLIGHT PLACE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2022)
(8/25/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
STASH CAPITAL LLC
CRD#: 287728 / SEC#: , 8-69908
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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