Dung T. Nguyen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dung Thanh Nguyen, who also goes by Zoom Nguyen, was a registered financial professional .
Dung is a previously registered financial professional and started their career in finance in 2005. Dung had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2017 - July 24, 2017
BOURNEHILL INVESTMENT SERVICES, INC.
June 8, 2016 - February 15, 2017
KNIGHT NGUYEN INVESTMENTS
August 28, 2015 - July 1, 2016
MSI FINANCIAL SERVICES, INC.
April 30, 2014 - July 1, 2016
MSI FINANCIAL SERVICES, INC.
May 19, 2010 - January 2, 2015
NEW ENGLAND SECURITIES
April 26, 2005 - March 2, 2010
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOURNEHILL INVESTMENT SERVICES, INC.
CRD#: 104003 / SEC#: , 8-52474
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
