Robert L. Remine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Remine JR., who also goes by Robert Lee Remine Jr, Rocky Remine, Robert Lee Remine, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2005. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2020 - July 5, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 14, 2020 - July 8, 2021
FIDELITY BROKERAGE SERVICES LLC
March 5, 2018 - July 8, 2020
TD AMERITRADE, INC.
February 26, 2018 - July 8, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - July 8, 2020
TD AMERITRADE, INC.
January 24, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
December 17, 2015 - February 26, 2018
SCOTTRADE, INC.
June 20, 2008 - November 11, 2015
SSN ADVISORY, INC.
April 20, 2005 - November 11, 2015
SECURITIES SERVICE NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
