Cynthia S. Legault
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Susan Legault, CFP®, who also goes by Cindy Legault, Cindy Leuang, Cynthia Susan Leuang, Cindy Marshall, Cynthia Susan Marshall, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2005. Cynthia had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
May 3, 2005 - December 31, 2024
FINANCIAL NAVIGATORS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
FINANCIAL NAVIGATORS INC.
CRD#: 134873 / SEC#: 801-121802
Contact information
Regulatory assets under management
| Total Number of Accounts | 611 |
| AUM (Assets Under Management) | $ 182,162,384 |
Red Flags
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