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AM

Aaron R. Maestas

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CRD#: 4933990
AM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aaron Russell Maestas, who also goes by Aaron R Malstas, Aaron Russell Malstas, was a registered financial professional .

Aaron is a previously registered financial professional and started their career in finance in 2007. Aaron had worked at 3 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Aaron R Malstas | Aaron Russell Malstas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 8, 2011 - March 5, 2012

PROVASI CAPITAL PARTNERS LP

BD
CRD#: 119539
ADDISON, TX
Past

June 1, 2009 - June 28, 2011

MORGAN STANLEY

BD
CRD#: 149777
DALLAS, TX
Past

March 9, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/22/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


PC
PROVASI CAPITAL PARTNERS LP
BEHRINGER SECURITIES LP | PROVASI CAPITAL PARTNERS LP

CRD#: 119539 / SEC#: , 8-65200

BD
Terminated by SEC on 02/05/2022
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 12/07/2001
Firm type
Partnership
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
STRATERA PARTNERS, LLCLIMITED PARTNER
COSTENBADER, WALTER RUSSELLCCO/FINOP1828345
MULLER, ROBERT FRANKLIN JRCHIEF EXECUTIVE OFFICER AND PRESIDENT1778892
STRATERA SERVICES, LLCGENERAL PARTNER

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PROVASI CAPITAL PARTNERS LP

CRD#: 119539

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