Chad T. Mackland
Professional summary
Chad T Mackland was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Chad is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Chad had worked at 4 firms, which includes LION STREET ADVISORS LLC, LION STREET FINANCIAL LLC, MML INVESTORS SERVICES LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2018 - February 25, 2020
LION STREET ADVISORS, LLC
December 12, 2018 - February 25, 2020
LION STREET FINANCIAL, LLC
April 20, 2017 - September 18, 2018
MML INVESTORS SERVICES, LLC
March 31, 2017 - September 18, 2018
MML INVESTORS SERVICES, LLC
August 29, 2008 - August 31, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 23, 2005 - August 31, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
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