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Anna M. Dujan
HARVEST INVESTMENT SERVICES
Indianapolis, IN 46240
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CRD#: 4933785
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Professional summary
Anna Marie Dujan, who also goes by Anna Marie Ahlfeldt, Anna Marie Van Blaricum, is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Indianapolis, Indiana.
Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anna has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anna Marie Ahlfeldt | Anna Marie Van Blaricum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HARVEST INVESTMENT SERVICES, LLC; INVESTMENT RELATED; 450 EAST 96TH STREET, STE. 500, INDIANAPOLIS, IN 46240-3760; INVESTMENT ADVISORY SERVICES; INVESTMENT ADVISER; START DATE 06/2016; 80 HOURS PER MONTH; 80 HOURS PER MONTH DURING TRADING HOURS; PROVIDE INVESTMENT SERVICES TO CLIENTS.
2) INDEPENDENT AGENT; INVESTMENT RELATED; 1 CORPORATE WAY, LANSING, MI 48951; INSURANCE; INSURANCE AGENT; START DATE: 07/2015; 2-3 HOURS PER MONTH; 2-3 HOURS PER MONTH DURING TRADING HOURS; SALES & SERVICE OF JACKSON NATIONAL LIFE INSURANCE EQUITY INDEXED ANNUITY AND FIXED ANNUITY PRODUCTS.
3) INDEPENDENT AGENT; NON-INVESTMENT RELATED; 450 EAST 96TH STREET, STE. 500, INDIANAPOLIS, INSURANCE SALES; INSURANCE AGENT; START DATE: 12/2015; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING TRADING HOURS; SALES AND SERVICE OF MUTUAL OF OMAHA MEDICARE SUPPLEMENT INSURANCE PRODUCTS.
4) GORDON MARKETING; NON-INVESTMENT RELATED; 20240 HAGUE ROAD, NOBLESVILLE, IN 46062; INSURANCE SALES & MARKETING; INSURANCE AGENT; START DATE: 12/2015; 4-6 HOURS PER MONTH; 4-6 HOURS PER MONTH DURING TRADING HOURS; SALES AND MARKETING OF MUTUAL OF OMAHA MEDICARE SUPPLEMENT INSURANCE PRODUCTS, EASY ISSUE LIFE PRODUCTS, AND LONG TERM CARE INSURANCE PRODUCTS.
5) INDEPENDENT AGENT; INVESTMENT RELATED; 9000 KEYSTONE CROSSING, SUITE 400, INDIANAPOLIS, IN 46240; INSURANCE; INSURANCE AGENT; START DATE: 12/2015; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING TRADING HOURS; SALES & SERVICE OF GUARDIAN LIFE INSURANCE COMPANY DISABILITY AND LIFE INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Anna Marie Dujan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2016 - Present
HARVEST INVESTMENT SERVICES, LLC
Office #1: 450 E. 96th Street Suite 500, Indianapolis, IN 46240RIA
CRD#: 159390
Indianapolis, IN
Past
June 27, 2016 - December 31, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
INDIANAPOLIS, IN
Past
January 13, 2016 - June 7, 2016
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
INDIANAPOLIS, IN
Past
January 13, 2016 - June 7, 2016
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
INDIANAPOLIS, IN
Past
September 5, 2013 - August 18, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
INDIANAPOLIS, IN
Past
June 1, 2010 - August 18, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
INDIANAPOLIS, IN
Past
April 6, 2005 - May 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(6/8/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
