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Anna M. Dujan

HARVEST INVESTMENT SERVICES
INDIANAPOLIS, IN 46240
CRD#: 4933785
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Anna Marie DujanHARVEST INVESTMENT SERVICES

Professional summary

Anna Marie Dujan, who also goes by Anna Marie Ahlfeldt, Anna Marie Van Blaricum, is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Indianapolis, Indiana.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anna has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anna Marie Ahlfeldt | Anna Marie Van Blaricum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Marie Dujan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2016 - Present

HARVEST INVESTMENT SERVICES, LLC

Office #1: 450 E. 96th Street Suite 500, Indianapolis, IN 46240
RIA
CRD#: 159390
INDIANAPOLIS, IN
Past

June 27, 2016 - December 31, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
INDIANAPOLIS, IN
Past

January 13, 2016 - June 7, 2016

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
INDIANAPOLIS, IN
Past

January 13, 2016 - June 7, 2016

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
INDIANAPOLIS, IN
Past

September 5, 2013 - August 18, 2015

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
INDIANAPOLIS, IN
Past

June 1, 2010 - August 18, 2015

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
INDIANAPOLIS, IN
Past

April 6, 2005 - May 21, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS

CRD#: 159390 / SEC#: 801-79232

RIA
Registered Investment Advisory firm - (2/24/2014 Approved)
Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)
California
Registered Investment Advisory firm - (4/20/2014 Terminated)
Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)
Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)
Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)
Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(6/8/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/20/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/13/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/30/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/5/2005
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/9/2012
General Securities Principal Examination

Current Firm

HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS

CRD#: 159390 / SEC#: 801-79232

RIA
Registered Investment Advisory firm - (2/24/2014 Approved)
Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)
California
Registered Investment Advisory firm - (4/20/2014 Terminated)
Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)
Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)
Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)
Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)
Loading...

Contact information

Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/1/2025)
APPENDIX 1: WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,335
AUM (Assets Under Management)$ 534,204,368

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARVEST INVESTMENT SERVICES, LLC

CRD#: 159390Indianapolis, IN 46240

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