Patrick Carney
RODGERS & ASSOCIATES
LANCASTER, PA 17601
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CRD#: 4933406
Professional summary
Patrick Carney, CFP® is a registered financial advisor currently at RODGERS & ASSOCIATES located in Lancaster, Pennsylvania.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Patrick has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
Patrick resides in Lancaster with his wife Shelly, his sons Rowan and Ian and their rescue dog Johnny. When he is not helping clients transition to retirement, you will probably find him grilling. He got hooked on the hobby out of his interest in saving and investing and enjoys finding ways to create a restaurant quality steak dinner at home for a fraction of the cost. Patrick currently serves on the Board of Directors at Lancaster Dollars for Higher Learning, which provides interest-free student loans for qualifying students from Lancaster County.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Insurance Planning
Tax Planning
Retirement Planning
Estate Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Carney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
May 11, 2015 - Present
RODGERS & ASSOCIATES
Office #1: 2025 Lititz Pike, Lancaster, PA 17601RIA
CRD#: 121700
LANCASTER, PA
Past
November 7, 2007 - January 2, 2015
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
April 17, 2007 - November 7, 2007
LPL FINANCIAL LLC
RIA
CRD#: 6413
NAUGATUCK, CT
Past
April 25, 2005 - November 7, 2007
LPL FINANCIAL LLC
BD
CRD#: 6413
NAUGATUCK, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RODGERS & ASSOCIATES
RA FINANCIAL SERVICES | RODGERS & ASSOCIATES, P.CP | RODGERS & ASSOCIATES, P.C. | RODGERS & ASSOCIATES, LTD. | RODGERS & ASSOCIATES, LLC | RODGERS & ASSOCIATES
CRD#: 121700 / SEC#: 801-62118
RIA
Registered Investment Advisory firm - (7/3/2003 Approved)Pennsylvania
Registered Investment Advisory firm - (7/3/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/11/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RODGERS & ASSOCIATES
RA FINANCIAL SERVICES | RODGERS & ASSOCIATES, P.CP | RODGERS & ASSOCIATES, P.C. | RODGERS & ASSOCIATES, LTD. | RODGERS & ASSOCIATES, LLC | RODGERS & ASSOCIATES
CRD#: 121700 / SEC#: 801-62118
RIA
Registered Investment Advisory firm - (7/3/2003 Approved)Pennsylvania
Registered Investment Advisory firm - (7/3/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2025 Lititz Pike, Lancaster, PA 17601
Mailing Address
Phone number
(717) 560-3800
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,378 |
| AUM (Assets Under Management) | $ 1,488,109,570 |
Red Flags
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Company Information
RODGERS & ASSOCIATES
CRD#: 121700Lancaster, PA 17601TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
