Keith E. Masseo
Professional summary
Keith Edward Masseo, who also goes by Keith E Masseo, Keith Edward Masseo, Keith Masseo, Edward Keith Smith, is a registered financial professional currently at FIDELITY & GUARANTY SECURITIES, LLC located in Des Moines, Iowa.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2007. Keith has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Edward Masseo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2024 - Present
FIDELITY & GUARANTY SECURITIES, LLC
Office #1: 801 Grand Ave. Suite 2600, Des Moines, IA 50309July 14, 2023 - January 19, 2024
J. ALDEN ASSOCIATES, INC.
December 14, 2022 - April 25, 2023
FBL MARKETING SERVICES, LLC
January 24, 2017 - December 13, 2022
SAMMONS FINANCIAL NETWORK, LLC
September 28, 2016 - December 31, 2016
PARKLAND SECURITIES, LLC
April 30, 2015 - February 10, 2016
DIRECTED SERVICES LLC
December 15, 2011 - March 20, 2012
BROKER DEALER FINANCIAL SERVICES CORP.
June 6, 2007 - March 8, 2010
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2024)
(1/23/2024)
(6/5/2024)
(6/5/2024)
(6/5/2024)
(6/5/2024)
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(6/5/2024)
Exams
FINRA
Current Firm
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720 / SEC#: , 8-70916
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY & GUARANTY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| ANDERSON, STEPHEN FRANCIS | CHIEF COMPLIANCE OFFICER AND AML OFFICER | 1181095 |
| BARRETT, RONALD JOHN JR | DIRECTOR | 2480222 |
| CANTONWINE, TESSA ELIZABETH | SECRETARY | 5626630 |
| OLSON, THOMAS G | CHIEF EXECUTIVE OFFICE AND DIRECTOR | 2393888 |
| PHELPS, JOHN A | DIRECTOR | 5664815 |
| RIP, OLGA | FINOP PRINCIPAL, PRINCIPAL OPERATIONS OFFICER, AND PRINCIPAL FINANCIAL OFFICER | 5440553 |
Red Flags
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Company Information
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720Des Moines, IA 50309TRUST BUT VERIFY
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