CE
Christopher B. Edney
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
Nicholasville, KY 40356
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CRD#: 4933070
CE
Professional summary
Christopher Brian Edney, who also goes by Chris Brian Edney, Christopher Edney, is a registered financial advisor currently at SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. located in Nicholasville, Kentucky.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Brian Edney | Christopher Edney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am the owner of Sigma Squared LLC, located at 4117 Amberwood Ct., Lexington, KY 40513, where for the past eight years I have created automation tools and provided CFO and business analysis services for clients. Going forward my role will be to administer a software tool designed to help bookkeepers be more profitable. This responsibility should take less than 2 hours per week and can be done during non-business hours. This is not an investment-related role and will not distract from investment-related duties during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Brian Edney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2025 - Present
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
Office #1: 105 Wind Haven Drive, Nicholasville, KY 40356RIA
CRD#: 125147
Nicholasville, KY
Past
March 30, 2015 - September 8, 2016
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
RIA
CRD#: 125147
NICHOLASVILLE, KY
Past
April 5, 2005 - February 28, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. | SPECTRUM FINANCIAL ALLIANCE, LTD.,LLC
CRD#: 125147 / SEC#: 801-79371
RIA
Registered Investment Advisory firm - (3/31/2014 Approved)Arizona
Registered Investment Advisory firm - (12/19/2005 Terminated)Indiana
Registered Investment Advisory firm - (12/19/2005 Terminated)Kentucky
Registered Investment Advisory firm - (4/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (4/21/2014 Terminated)Mississippi
Registered Investment Advisory firm - (12/19/2005 Terminated)Missouri
Registered Investment Advisory firm - (12/19/2005 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2005 Terminated)Texas
Registered Investment Advisory firm - (4/16/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(9/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SF
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. | SPECTRUM FINANCIAL ALLIANCE, LTD.,LLC
CRD#: 125147 / SEC#: 801-79371
RIA
Registered Investment Advisory firm - (3/31/2014 Approved)Arizona
Registered Investment Advisory firm - (12/19/2005 Terminated)Indiana
Registered Investment Advisory firm - (12/19/2005 Terminated)Kentucky
Registered Investment Advisory firm - (4/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (4/21/2014 Terminated)Mississippi
Registered Investment Advisory firm - (12/19/2005 Terminated)Missouri
Registered Investment Advisory firm - (12/19/2005 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2005 Terminated)Texas
Registered Investment Advisory firm - (4/16/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
105 Wind Haven Drive, Nicholasville, KY 40356
Mailing Address
Phone number
(859) 223-6333
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,581 |
| AUM (Assets Under Management) | $ 516,925,597 |
Red Flags
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Company Information
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
CRD#: 125147Nicholasville, KY 40356TRUST BUT VERIFY
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