Michael J. Capelle

MODERN WEALTH MANAGEMENT

Lenexa, KS 66227

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CRD#: 4933023

Professional summary

Michael John Capelle, who also goes by Michael John Capelle Jr, Michael Capelle, Mike Capelle, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Lenexa, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael John Capelle Jr | Michael Capelle | Mike Capelle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MEMBER OF AUSSIE HOLDINGS LLC, AND INVESTMENT RELATED COMPANY. 1991 S. CALLE MONTANOSA, GREEN VALLEY, ARIZONA, 85614 STARTED IN 01/1999, THE COMPANY INVESTS IN REAL-ESTATE AND OTHER INVESTMENTS. TIME COMMITMENT IS APPROXIMATELY ONE HOUR PER MONTH. RESPONSIBILITIES INCLUDE MAINTAINING A CONSERVATIVE, LOW TURN-OVER INVESTMENT PORTFOLIO OF FAMILY-RELATED ASSETS. I am on the advisory board for MaxMyInterest, and I do not receive commissions from this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Capelle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2023 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 13550 W 95th St., Lenexa, KS 66227

RIA

CRD#: 324624

Lenexa, KS

Past

August 26, 2008 - December 24, 2008

INTEGRATED FINANCIAL MANAGEMENT INC

RIA

CRD#: 106672

NORTHBROOK, IL

Past

June 27, 2005 - December 31, 2007

UNITED CAPITAL INVESTMENT ADVISERS, INC

RIA

CRD#: 134627

NEWPORT BEACH, CA

Past

June 27, 2005 - April 29, 2022

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

NEWPORT BEACH, CA

Past

March 17, 2005 - April 26, 2006

FINANCIAL SYNERGIES ADVISORY, LTD.

RIA

CRD#: 104970

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2004

Uniform Investment Adviser Law Examination

Current Firm

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

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Contact information

Main Address

13550 W 95th St., Lenexa, KS 66227

Mailing Address

Phone number

(913) 393-1000

Established

Firm type

Fiscal year end

# of Employees

150

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	18,823
AUM (Assets Under Management)	$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Capelle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Capelle's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN WEALTH MANAGEMENT, LLC

INTEGRATED FINANCIAL MANAGEMENT INC

UNITED CAPITAL INVESTMENT ADVISERS, INC

UNITED CAPITAL FINANCIAL ADVISORS

FINANCIAL SYNERGIES ADVISORY, LTD.

Primary Firm SEC Registration

MODERN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2004

Current Firm

MODERN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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