Melissa J. Imhaus

IMHAUS INVESTMENT ADVISORS

Windsor, CA

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CRD#: 4932749

Professional summary

Melissa Joan Imhaus, who also goes by Melissa Joan Joan Imhaus, is a registered financial advisor currently at IMHAUS INVESTMENT ADVISORS located in Windsor, California.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Melissa has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melissa Joan Joan Imhaus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OCCASIONALLY POUR WINE IN THE TASTING ROOM AT J WINDERY, OLD REDWOOD HIGHWAY, HEALDSBURG, CA. I DO THIS APROXIMATELY ONCE A MONTH- NEVER DURING TRADING HOURS AND IT HAS NOTHING TO DO WITH INVESTMENTS/ADVICE. 2) Customer Service Agent; American Airlines; Investment related: No; Location: Charles Schultz Airport, Santa Rosa, CA; Description of the business: I no longer work for American Airlines; Responsibilities Duties: turning planes, checking in passengers; Start date with business: 2019-07-07; Hours devoted to business during trading hours: 6; Hours devoted to business outside trading hours: 6; Percentage of total yearly compensation expected to be derived from the business: 5;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Joan Imhaus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2008 - Present

IMHAUS INVESTMENT ADVISORS

RIA

CRD#: 145960

Windsor, CA

Past

July 21, 2005 - January 9, 2008

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SANTA ROSA, CA

Past

July 8, 2005 - January 9, 2008

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SANTA ROSA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/5/2008)

IAR

Texas
(1/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/7/2005

General Securities Representative Examination

Current Firm

IMHAUS INVESTMENT ADVISORS

IIA | IMHAUS INVESTMENT ADVISORS LLC | IMHAUS INVESTMENT ADVISORS | IJK RETIREMENT

CRD#: 145960 / SEC#:

California

Registered Investment Advisory firm - (2/5/2008 Approved)

Texas

Registered Investment Advisory firm - (1/16/2013 Conditional Restricted)

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Contact information

Main Address

Windsor, CA

Mailing Address

Phone number

(707) 338-9257

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 22,972,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melissa J. Imhaus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Joan Imhaus's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMHAUS INVESTMENT ADVISORS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2005

Series 7

Date: 7/7/2005

Current Firm

IMHAUS INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IMHAUS INVESTMENT ADVISORS

TRUST BUT VERIFY

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