Grace S. Mao
Professional summary
Grace S Mao, who also goes by Grace S Mao Miss, Grace Mao, is a registered financial professional currently at PLURAL BROKERAGE LLC located in Miami Beach, Florida.
Grace is registered as a RR (Registered Representative) and started their career in finance in 2005. Grace has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Grace S Mao's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2025 - Present
PLURAL BROKERAGE LLC
Office #1: 4180 Alton Road, Miami Beach, FL 33140September 19, 2005 - June 22, 2006
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/29/2025
General Securities Representative ExaminationFINRA
Current Firm
PLURAL BROKERAGE LLC
CRD#: 312549 / SEC#: , 8-70728
Contact information
FINRA licenses (19 States and Territories)
Red Flags
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Company Information
PLURAL BROKERAGE LLC
CRD#: 312549Miami Beach, FL 33140TRUST BUT VERIFY
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