Jonathan D. Jarow

HERBERT J. SIMS CAPITAL MANAGEMENT

Fairfield, CT 06824

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CRD#: 4931964

Professional summary

Jonathan David Jarow is a registered financial advisor currently at HERBERT J. SIMS CAPITAL MANAGEMENT, INC. located in Fairfield, Connecticut and HERBERT J. SIMS & CO, INC. located in Boca Raton, Florida.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jonathan has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jonathan Jarow is a Supervisor of activity conducted for HJ Sims Capital Management ("HJSCM") Boca Raton location, a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Jarow began his association with HJSCM in 9/2017 and devotes approximately 30% of his time to HJSCM business supervision.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Jarow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2017 - Present

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Office #1: 2150 Post Road Suite 301, Fairfield, CT 06824

RIA

CRD#: 134510

Fairfield, CT

Current

June 1, 2016 - Present

HERBERT J. SIMS & CO, INC.

Office #1: 2700 N. Military Trail #400, Boca Raton, FL 33431

CRD#: 3420

Boca Raton, FL

Past

April 22, 2005 - March 25, 2015

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

HERBERT J. SIM CAPITAL MANAGEMENT INC. | HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

CRD#: 134510 / SEC#: 801-124853

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

Connecticut

Registered Investment Advisory firm - (6/1/2022 Terminated)

Florida

Registered Investment Advisory firm - (5/17/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (3/12/2025 Terminated)

Maryland

Registered Investment Advisory firm - (5/23/2022 Terminated)

Minnesota

Registered Investment Advisory firm - (6/3/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (5/19/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (5/20/2022 Terminated)

Puerto Rico

Registered Investment Advisory firm - (5/17/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/24/2016)

Alaska
(10/24/2016)

Arizona
(10/24/2016)

Arkansas
(10/24/2016)

California
(10/24/2016)

Colorado
(10/24/2016)

Connecticut
(6/1/2016)

IAR

Connecticut
(9/29/2017)

Delaware
(10/24/2016)

District of Columbia
(10/24/2016)

Florida
(12/4/2017)

IAR

Florida
(6/14/2019)

Georgia
(10/24/2016)

Hawaii
(10/24/2016)

Illinois
(10/24/2016)

Indiana
(10/24/2016)

Iowa
(10/24/2016)

Kansas
(10/24/2016)

Kentucky
(10/24/2016)

Louisiana
(10/24/2016)

Maine
(10/24/2016)

Maryland
(10/24/2016)

Massachusetts
(10/24/2016)

Michigan
(10/24/2016)

Minnesota
(10/24/2016)

Mississippi
(10/24/2016)

Missouri
(10/24/2016)

Montana
(10/24/2016)

Nevada
(10/24/2016)

New Hampshire
(10/24/2016)

New Jersey
(10/24/2016)

New York
(10/24/2016)

North Carolina
(10/25/2016)

Ohio
(10/25/2016)

Oklahoma
(10/24/2016)

Oregon
(10/24/2016)

Pennsylvania
(10/24/2016)

Puerto Rico
(10/24/2016)

Rhode Island
(10/24/2016)

South Carolina
(10/24/2016)

Tennessee
(11/18/2020)

Texas
(10/24/2016)

Utah
(10/24/2016)

Vermont
(10/24/2016)

Virgin Islands
(10/24/2016)

Virginia
(10/24/2016)

Washington
(10/24/2016)

West Virginia
(10/24/2016)

Wisconsin
(10/24/2016)

Wyoming
(10/24/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/20/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/18/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/1/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

HERBERT J. SIM CAPITAL MANAGEMENT INC. | HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

CRD#: 134510 / SEC#: 801-124853

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

Connecticut

Registered Investment Advisory firm - (6/1/2022 Terminated)

Florida

Registered Investment Advisory firm - (5/17/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (3/12/2025 Terminated)

Maryland

Registered Investment Advisory firm - (5/23/2022 Terminated)

Minnesota

Registered Investment Advisory firm - (6/3/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (5/19/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (5/20/2022 Terminated)

Puerto Rico

Registered Investment Advisory firm - (5/17/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2022 Terminated)

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Contact information

Main Address

2150 Post Road Suite 301, Fairfield, CT 06824

Mailing Address

Phone number

(203) 418-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HJSCM ANNUAL 2A BROCHURE_MARCH 31, 2025 FINAL (3/27/2025)

HJSCM WRAP FEE PROGRAM BROCHURE-MARCH 31, 2025 FINAL (3/27/2025)

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 186,784,367

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan D. Jarow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Jarow's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERBERT J. SIMS & CO, INC.

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2017

Series 63

Date: 5/20/2005

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2005

Series 53

Date: 6/18/2007

Series 24

Date: 11/1/2006

FINRA

Current Firm

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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