JD
John W. Davis
APOLLON WEALTH MANAGEMENT | Client Advisor
Winston-Salem, NC
Some features on this profile are disabled
CRD#: 4931893
JD
Professional summary
John Wesley Davis IV, who also goes by J Wesley Davis, John Wesley Davis, Wesley Davis, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Winston-salem, North Carolina and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Financial planning
Philanthropic services
Insurance
Loans/credit services
Retirement planning
What is your current number of clients?
Under 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
J Wesley Davis | John Wesley Davis | Wesley Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Roaring Gap House Ridgecrest Road, not investment related, Roaring Gap, NC, 2nd home-occasional rental, Owner, 6/2022, 0-1 hours per month, zero hours during trading hours, occasionally rent it through the HOA in Roaring Gap, they complete the majority of the documentation. (2) NCWorks Commission, not investment related, Winston-Salem, NC, 27104, Commission Member, 03/2022, 2 hours per month, 2 hours per month during trading hours, The NCWorks Commission recommends policies and strategies that enable the State of NC's workforce to compete in the global economy. (3) Summit School, not investment related, Winston Salem, NC, 27104, Independent K-9 School, Board Chair, 07/2/23, 2-10 Hours per month; 2 hours during trading hours, as a board member we advise the administration on strategy and initiatives. 4) John W. Davis III 2016 Revocable Trust, investment related, Winston-Salem, NC, Beneficiary Trustee, 1/2016, zero hours per month, zero hours during trading hours, beneficiary and Co-Trustee of the Revocable Trust for family. 5) Rotary Club of WS, not investment related, Winston-Salem, NC, 27120, Membership Committee Member, 7/2011, 0-1 hours per month, 0-1 hours during trading hours, Membership growth activities. 6) Do Stuff Media - Digital company, Austin, TX 78704, Passive Investor, 8/2018, 0 hours per month, zero hours during trading hours, passive investor. 7) YMCA of NWNC, not investment related, local YMCA association, Board Member, 5/2013, 3 hours per month, 1 hour during trading hours, board member for our community Y association. provide strategy and support for the staff. 8) Herd of Kats LLC dba The RamKat, live music venue, Winston Salem, NC 27101, passive investor, 1/2018, zero hours per month, zero hours during trading hours, passive investor. 9) Davis Winston LLC, holding company formed for the purpose of managing revenue and expenses for securities business, Winston-Salem, NC, Owner, 10-2023, zero hours per month, zero hours during trading hours. 10) Apollon Wealth Management, investment related, affiliate RIA, Charleston, NC, Wealth Management Advisor, 10/2023, 160 hours per month, 35 hours/week during trading hours, carry out tasks and duties to help my various clients, including research, investments, long range planning and portfolio advising. 11) Winston-Salem Symphony, not investment related, non-profit symphony, Winston-Salem, NC 27101; Board Member, 3 hours per month, 2 hours during trading hours, member of the board of local symphony. 12) Adi Dassler International Family Office, investment related dba for b/d and RIA business, Winston-Salem, NC, Partner, 10/2023, 200 hours per month, 35 hours/week during trading hours, this is the DBA name that we utilize in all our office business activities.
CRS (Client Relationship Summary) - RIA
Click below to view John Wesley Davis IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2023 - Present
APOLLON WEALTH MANAGEMENT, LLC
RIA
CRD#: 291902
Winston-Salem, NC
Current
October 3, 2023 - Present
J. ALDEN ASSOCIATES, INC.
Office #1: 37 West Ave Suite 301, Wayne, PA 19087BD
CRD#: 40002
Wayne, PA
Current
November 4, 2025 - Present
CABOT LODGE SECURITIES LLC
Office #1: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173BD
CRD#: 159712
Schaumburg, IL
Past
September 6, 2016 - October 3, 2023
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Winston-Salem, NC
Past
September 6, 2016 - October 3, 2023
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Winston-Salem, NC
Past
October 23, 2008 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
WINSTON-SALEM, NC
Past
October 9, 2008 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
WINSTON-SALEM, NC
Past
June 2, 2005 - September 26, 2008
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
BEVERLY HILLS, CA
Past
May 19, 2005 - September 26, 2008
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
BEVERLY HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/3/2023)
RR
California(10/3/2023)
RR
Colorado(10/3/2023)
RR
District of Columbia(10/3/2023)
RR
Florida(10/3/2023)
RR
Georgia(10/3/2023)
RR
Kentucky(10/3/2023)
RR
Maryland(10/3/2023)
RR
Massachusetts(10/3/2023)
RR
New Hampshire(10/3/2023)
RR
New Jersey(10/3/2023)
RR
New York(10/3/2023)
IAR
North Carolina(10/2/2023)
RR
North Carolina(10/3/2023)
RR
Pennsylvania(10/3/2023)
RR
South Carolina(10/3/2023)
IAR
Texas(10/2/2023)
RR
Texas(10/3/2023)
RR
Utah(10/3/2023)
RR
Virginia(10/3/2023)
RR
Wisconsin(10/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APOLLON WEALTH MANAGEMENT, LLC
Client AdvisorCRD#: 291902Winston-salem, NCTRUST BUT VERIFY
Monitor John Davis
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
