Laura J. Santiago
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Jean Santiago was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2005. Laura had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2014 - February 6, 2015
PRIVEX SECURITIES, INC.
July 23, 2009 - September 2, 2010
AMERIVET SECURITIES, INC.
March 23, 2005 - December 31, 2007
NEWPORT COAST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRIVEX SECURITIES, INC.
CRD#: 165361 / SEC#: , 8-69156
Contact information
Documents
Direct owners and executive officers
Red Flags
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