JS
Justin L. Smith
WESTPARK WEALTH ADVISORS
Angleton, TX 77515
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CRD#: 4931632
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Professional summary
Justin Lee Smith is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Angleton, Texas and CALTON & ASSOCIATES, INC. located in Angleton, Texas.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Justin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
No. 1) Name of Business: Justin Lee Smith DBA The Smith Group. Non-Investment related. Address: 1718 Main St., Danbury, TX 77534. Nature of Business: Fixed/Traditional Insurance Sales. Position/Title/Relationship: Owner. Start Date: 2005. Hours per month: 120. Hours per month during Securities trading hours: 75. Duties/Responsibilities: Owner/Agent of P&C and Life/Health insurance agency. No. 2) Name of Business: Justin Smith. Non-Investment related. Address: 1718 Main St., Danbury, TX 77534. Nature of Business: Residential Rental House. Position/Title/Relationship: Owner. Start Date: 01/2013. Hours per month: 2. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Own and manage personal rental property. No. 3) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: Advisory Services. Position/Title/Relationship: IAR. Start Date: 01/2007. Hours per month: 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Offer advisory products to clients. Open new accounts, service existing accounts. No. 4) Angleton Christian School. Non-investment related. 976 Anchor Rd, Angleton, TX 77515. Volunteer on school board. Position: Director. Start Date: 01/01/2020. Hours/month: 5. Hours/month during securities trading hours: Varies. Serve as school board member overseeing school administration.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Lee Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2007 - Present
WESTPARK WEALTH ADVISORS, INC.
Office #1: 700 N. Front St. Suite C, Angleton, TX 77515RIA
CRD#: 130914
Angleton, TX
Current
November 13, 2017 - Present
CALTON & ASSOCIATES, INC.
Office #1: 700 N Front Street Suite C, Angleton, TX 77515RIA
BD
CRD#: 20999
Angleton, TX
Past
January 3, 2007 - November 9, 2017
IMS SECURITIES, INC.
BD
CRD#: 35567
DANBURY, TX
Past
November 28, 2006 - January 3, 2007
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
DANBURY, TX
Past
April 13, 2005 - January 3, 2007
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
DANBURY, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(11/13/2017)
RR
New Mexico(11/13/2017)
IAR
Texas(1/3/2007)
RR
Texas(11/13/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Mailing Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Phone number
(713) 266-2993
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914Angleton, TX 77515TRUST BUT VERIFY
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