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Ryan James Biernesser

CRD# 4930959·Registered 2007 - 2014
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan James Biernesser, who also goes by Ryan J Biernesser, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2007 - 2014. Ryan had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan J Biernesser

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

BONWICK CAPITAL PARTNERS, LLC·CRD# 156469
BD
New York, NY
April 16, 2014 - May 30, 2014
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - September 23, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 16, 2008 - September 22, 2008
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 19, 2007 - March 17, 2008

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Current Firm

BC
BONWICK CAPITAL PARTNERS, LLC

BONWICK CAPITAL PARTNERS, LLC

CRD#: 156469 / SEC#: 8-68796
BD
Terminated by SEC on 02/11/2017

Contact Information

Established

New York since 08/06/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WICKER, DEVIN LAMARRCEO/CFO, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, AMLCO4228250
WICKER, DEVIN LAMARRROSFP4228250
WICKER, DEVIN LAMARRFINOP4228250
VALOR GROUP LTD.MEMBER—
SILVERY FORTUNE HOLDINGS LIMITEDMEMBER—
BEDROCK CAPITAL GROUP, LLCMEMBER—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2013About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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