DI
Douglas J. Ireland
LPL ENTERPRISE
Danville, IL 61832
Some features on this profile are disabled
CRD#: 4930915
DI
Professional summary
Douglas James Ireland is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Danville, Illinois.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Douglas has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.09/27/2024: IRELAND FINANCIAL PARTNERS, Owner, yes: 160/160 IRELAND FINANCIAL PARTNERS POSITION: Owner NATURE: Finance and Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 28 W North Street, Suite 101, Danville IL 61832, United States DESCRIPTION: Financial Advisor EMRICK INSURANCE MARKETING GROUP POSITION: Independent Agent NATURE: Finance and Insurance^ INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2024 ADDRESS: 812 E Quincy St, Griggsville IL 62340, United States DESCRIPTION: Selling Medicare and Medicare Supplements BEAM INSURANCE SERVICES, LLC POSITION: Independent Agent NATURE: Finance and Insurance^ INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2024 ADDRESS: 80 E Rich St, Suite 400, Columbus OH 43215, United States DESCRIPTION: Group Dental and Vision IRELAND INSURANCE AND ACCOUNTING GROUP POSITION: Owner NATURE: Medical, Dental, Vision Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/27/2024 ADDRESS: 28 W North St, Suite 103, Danville IL 61832, United States DESCRIPTION: General medical, dental, and vision insurance
CRS (Client Relationship Summary) - RIA
Click below to view Douglas James Ireland's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Douglas James Ireland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 28 W North Street Suite 101, Danville, IL 61832RIA
BD
CRD#: 8733
Danville, IL
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 28 W North Street Suite 101, Danville, IL 61832RIA
BD
CRD#: 8733
Danville, IL
Past
June 6, 2022 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Danville, IL
Past
June 6, 2022 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Danville, IL
Past
December 17, 2018 - June 14, 2022
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
DANVILLE, IL
Past
July 12, 2018 - June 14, 2022
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
DANVILLE, IL
Past
November 13, 2009 - July 27, 2012
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
URBANA, IL
Past
November 13, 2009 - July 27, 2012
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
URBANA, IL
Past
September 16, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
RIA
CRD#: 17490
URBANA, IL
Past
September 16, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
URBANA, IL
Past
June 23, 2006 - September 9, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
CHAMPAIGN, IL
Past
June 23, 2006 - September 9, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHAMPAIGN, IL
Past
January 18, 2006 - June 12, 2006
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
DANVILLE, IL
Past
June 23, 2005 - June 12, 2006
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
DANVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/15/2024)
RR
Illinois(11/14/2024)
IAR
Illinois(11/14/2024)
RR
Indiana(11/14/2024)
IAR
Indiana(11/14/2024)
RR
Iowa(11/14/2024)
RR
Minnesota(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
