Nicholas R. Loglisci Jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas R Loglisci Jr, who also goes by Nicholas Robert Loglisci Jr., Nicholas R. Loglisci Jr Jr., was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2005. Nicholas had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2021 - November 13, 2024
BARINGS SECURITIES LLC
April 7, 2011 - February 23, 2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
May 11, 2005 - April 7, 2011
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
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Exams
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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