Dariush J. Nazem
Professional summary
Dariush Justin Nazem, who also goes by Dar J Nazem, Dar Nazem, Dariush J Nazem, Dariush Justin Nazem, Dariush J J Nazem, is a registered financial professional currently at GTS EXECUTION SERVICES LLC located in New York, New York and GTS SECURITIES LLC located in New York, New York.
Dariush is registered as a RR (Registered Representative) and started their career in finance in 2012. Dariush has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dariush Justin Nazem's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2024 - Present
GTS EXECUTION SERVICES LLC
Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011Office #2: 625 Avenue Of Americas 3rd Floor, New York, NY 10011October 3, 2024 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011April 29, 2019 - May 31, 2022
CREDIT SUISSE SECURITIES (USA) LLC
November 5, 2012 - November 30, 2015
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 8/30/2019
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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