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JC

Justin J. Carbonneau

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CRD#: 4930737
JC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Joseph Carbonneau was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2005. Justin had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; Validea.com whether the business is investment-related; investment research the address of the other business; 363 Ridgewood Rd, West Hartford, CT 06107 the nature of the other business; consultant your position; consultant title, or relationship with the other business; business development and education the start date of your relationship; 09/2003 the approximate number of hours/month you devote to the other business; 24 the number of hours you devote to the other business during securities trading hours; 2 and briefly describe your duties relating to the other business; support the business via educational, marketing, customer service

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 24, 2005 - June 28, 2024

VALIDEA CAPITAL MANAGEMENT LLC

RIA
CRD#: 130887
FAIRFIELD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/23/2005
Uniform Investment Adviser Law Examination

Current Firm


VC
VALIDEA CAPITAL MANAGEMENT LLC
VALIDEA CAPITAL MANAGEMENT LLC

CRD#: 130887 / SEC#: 801-66767

RIA
Registered Investment Advisory firm - (6/30/2021 Terminated)
California
Registered Investment Advisory firm - (8/31/2021 Approved)
Colorado
Registered Investment Advisory firm - (9/3/2021 Approved)
Connecticut
Registered Investment Advisory firm - (6/29/2021 Approved)
New York
Registered Investment Advisory firm - (6/14/2006 Terminated)
Virginia
Registered Investment Advisory firm - (8/12/2021 Approved)
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Contact information


Main Address
Fairfield, CT
Mailing Address
Phone number
(800) 730-3457
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts40
AUM (Assets Under Management)$ 45,300,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VALIDEA CAPITAL MANAGEMENT LLC

CRD#: 130887

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