Nicholas J. Johnston
Professional summary
Nicholas John Johnston, who also goes by Nicholas VIctor Loya, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Irvine, California.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2007. Nicholas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas John Johnston's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2023 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: Regus 300 Spectrum Center Drive Suite 441, Irvine, CA 92618November 6, 2012 - January 17, 2023
LORD, ABBETT & CO. LLC
June 22, 2012 - January 17, 2023
LORD ABBETT DISTRIBUTOR LLC
April 10, 2007 - June 11, 2012
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2023)
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(1/9/2023)
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(7/26/2023)
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Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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