Jahanara Nissar
Professional summary
Jahanara Nissar was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jahanara is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Jahanara had worked at 4 firms, which includes ODEON CAPITAL GROUP LLC, SANFORD C. BERNSTEIN & CO. LLC, RBC CAPITAL MARKETS LLC, CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2016 - October 15, 2017
ODEON CAPITAL GROUP LLC
April 23, 2012 - February 2, 2015
SANFORD C. BERNSTEIN & CO., LLC
May 14, 2008 - February 10, 2012
RBC CAPITAL MARKETS, LLC
July 6, 2005 - April 7, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
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