William M. Holliday
AIO FINANCIAL
Tucson, AZ 85716
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CRD#: 4930333
Professional summary
William Michael Holliday, AIF®, CFP® is a registered financial advisor currently at AIO FINANCIAL, LLC located in Tucson, Arizona.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. William has worked at 1 firm and has passed the Series 65 exam.
Biography
We are located in Las Vegas, NV; Honolulu, HI; Albuquerque, NM; Tucson, AZ; El Paso, TX; Phoenix,AZ; Los Angeles, CA; Stuart, FL; Palm Springs, CA: and Rochester, NY and have clients throughout the US (and expats worldwide). We can share files securely and meet remotely. We offer a free upfront meeting.
AIO has extensive knowledge about Sustainable, Responsible, Impact Investing for clients interested in making an impact with their investments. We provide extensive retirement planning services to help insure you have a solid retirement plan.
Question & Answer
What are your service offerings?
Socially Responsible Investing
Comprehensive Financial Planni...
Elder Care
Tax Planning
Retirement Income Management
Estate Planning
Investment Planning
Life Transitions
Retirement Planning
Do you have an area of expertise or specialization?
ExPat and Cross Border Issues
High Net Worth Client Needs
Investment Advice with Ongoing...
Professional Athletes or Enter...
Retirement Plan Investment Adv...
Socially Responsible Investmen...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PROMEX GROUP, LLC 3361 N Forgeus Ave TUCSON, AZ 85716 NOT INVESTMENT RELATED VOLUNTEER DIRECTOR START DATE - 01/2012 VOLUNTEER WITH AN NON-PROFIT THAT SUPPORTS CHARITABLE PROJECTS IN MEXICO.
CRS (Client Relationship Summary) - RIA
Click below to view William Michael Holliday's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
May 10, 2005 - Present
AIO FINANCIAL, LLC
Office #1: 2531 E Richards Pl, Tucson, AZ 85716RIA
CRD#: 114030
Tucson, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AIO FINANCIAL, LLC
AIO FINANCIAL, LLC | SYLVIA LUCILE MATTESON | SYLVIA L. MATTESON | FINANCIAL FREEDOM ASSOCIATES | FFA FINANCIAL
CRD#: 114030 / SEC#: 801-118105
RIA
Registered Investment Advisory firm - (2/21/2020 Approved)Arizona
Registered Investment Advisory firm - (3/8/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/10/2005)
IAR
California(4/20/2021)
IAR
Colorado(4/23/2021)
IAR
Hawaii(5/18/2021)
IAR
Nevada(5/5/2021)
IAR
Oregon(4/22/2021)
IAR
Washington(4/22/2021)
Current Firm
AIO FINANCIAL, LLC
AIO FINANCIAL, LLC | SYLVIA LUCILE MATTESON | SYLVIA L. MATTESON | FINANCIAL FREEDOM ASSOCIATES | FFA FINANCIAL
CRD#: 114030 / SEC#: 801-118105
RIA
Registered Investment Advisory firm - (2/21/2020 Approved)Arizona
Registered Investment Advisory firm - (3/8/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2531 E Richards Pl, Tucson, AZ 85716
Mailing Address
Phone number
(520) 325-0769
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 703 |
| AUM (Assets Under Management) | $ 181,932,490 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
