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MW

Michael W. Willis

INTEGRITY CAPITAL
Fort Wayne, IN 46802
Some features on this profile are disabled
CRD#: 4930218
MW

Professional summary

Michael Wayne Willis, who also goes by Michael W Willis, Michael Wayne Willis, is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 12 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael W Willis | Michael Wayne Willis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Wayne Willis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2025 - Present

INTEGRITY CAPITAL, LLC

Office #1: 888 S Harrison St., Suite 900, Fort Wayne, IN 46802
BD
CRD#: 285198
Fort Wayne, IN
Past

September 24, 2024 - January 15, 2025

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

June 8, 2023 - January 25, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BIRMINGHAM, AL
Past

June 7, 2023 - January 25, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BIRMINGHAM, AL
Past

November 15, 2021 - May 26, 2023

FISHER INVESTMENTS

RIA
CRD#: 107342
Sterrett, AL
Past

March 28, 2016 - November 1, 2021

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

January 22, 2015 - March 15, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
PENSACOLA, FL
Past

August 14, 2014 - January 7, 2015

TD AMERITRADE, INC.

RIA
CRD#: 7870
BIRMINGHAM, AL
Past

August 14, 2014 - January 7, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
BIRMINGHAM, AL
Past

July 17, 2014 - January 7, 2015

TD AMERITRADE, INC.

BD
CRD#: 7870
BIRMINGHAM, AL
Past

October 15, 2013 - April 11, 2014

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
JERSEY CITY, NJ
Past

March 27, 2009 - August 6, 2013

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
BIRMINGHAM, AL
Past

September 15, 2008 - November 5, 2008

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
JACKSON, TN
Past

December 16, 2005 - September 11, 2008

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
JACKSON, TN
Past

June 20, 2005 - December 16, 2005

WADDELL & REED

RIA
CRD#: 866
CORDOVA, TN
Past

April 20, 2005 - December 16, 2005

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/22/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/13/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/21/2009
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IC
INTEGRITY CAPITAL, LLC
ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: , 8-69829

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260
Mailing Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260
Phone number
(480) 321-8992
Established
Delaware since 08/05/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRITY WEALTH, LLCMEMBER
DENHAM, ERIC TODDPRESIDENT1812039
GILBREATH, WESLEY BLAKECHIEF FINANCIAL OFFICER7294886
GILBREATH, WESLEY BLAKEFINOP7294886
GILBREATH, WESLEY BLAKEPRINCIPAL FINANCIAL OFFICER7294886
LEPORE, KENNETHPRINCIPAL OPERATIONS OFFICER1356913
LEPORE, KENNETHCCO1356913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTEGRITY CAPITAL, LLC

CRD#: 285198Fort Wayne, IN 46802

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