Kathryn Mcbride
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Mcbride, who also goes by Kathryn Susanne Mcbride, Katy Mcbride, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 2005. Kathryn had worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2014 - February 16, 2018
LICCAR SECURITIES, LLC
August 21, 2013 - October 8, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
December 2, 2011 - December 9, 2011
EXOS ADVISORS, LLC
March 21, 2011 - January 3, 2013
XFA SECURITIES, LLC
January 24, 2006 - November 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 29, 2005 - November 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
LICCAR SECURITIES, LLC
CRD#: 151034 / SEC#: , 8-68329
Contact information
Documents
Red Flags
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