Alicia I. St. Pierre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alicia Izquierdo St. Pierre, who also goes by Alicia Izquierdo, Alicia Izquierdo-suarez, Alicia I Suarez, was a registered financial professional .
Alicia is a previously registered financial professional and started their career in finance in 2005. Alicia had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2008 - February 26, 2015
BEDROK SECURITIES LLC
May 18, 2005 - June 9, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BEDROK SECURITIES LLC
CRD#: 13134 / SEC#: , 8-28666
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
