Warren A. Udd

SATHER FINANCIAL GROUP

VICTORIA, TX 77901

Some features on this profile are disabled

CRD#: 4929353

Professional summary

Warren Alben Udd, CFP®, who also goes by Warren A Udd, is a registered financial advisor currently at SATHER FINANCIAL GROUP, INC. located in Victoria, Texas.

Warren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Warren has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Warren A Udd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren Alben Udd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

April 21, 2005 - Present

SATHER FINANCIAL GROUP, INC.

Office #1: 120 E. Constitution St, Victoria, TX 77901

RIA

CRD#: 109344

VICTORIA, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SATHER FINANCIAL GROUP, INC.

CRD#: 109344 / SEC#: 801-57925

RIA

Registered Investment Advisory firm - (10/3/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/21/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SATHER FINANCIAL GROUP, INC.

CRD#: 109344 / SEC#: 801-57925

RIA

Registered Investment Advisory firm - (10/3/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

120 E. Constitution St, Victoria, TX 77901

Mailing Address

Phone number

(361) 570-1800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SFG FORM ADV 2A (10/8/2025)

Regulatory assets under management

Total Number of Accounts	1,400
AUM (Assets Under Management)	$ 1,948,912,777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nicholas Hagan

PNC WEALTH MANAGEMENT LLC

IAR

Lodi, CA

Richard Cox

OSAIC WEALTH, INC.

IAR

CHATTANOOGA, TN

Latoya Davis- Denuzzo

FIDELITY PERSONAL AND WORKPLACE ADVISORS

BOSTON, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Warren A. Udd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren Alben Udd's CRS (Customer Relationship Summary).

Certified licenses

Experience

SATHER FINANCIAL GROUP, INC.

Primary Firm SEC Registration

SATHER FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Current Firm

SATHER FINANCIAL GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SATHER FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors