Jenna T. Pollicino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jenna Therese Pollicino, who also goes by Jenna Therese Mullen, was a registered financial professional .
Jenna is a previously registered financial professional and started their career in finance in 2006. Jenna had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2013 - June 8, 2026
NCG SECURITIES LLC
February 22, 2011 - May 24, 2013
ALLIED BEACON PARTNERS, INC.
January 8, 2010 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
February 5, 2007 - December 23, 2009
ADVANCED EQUITIES, INC.
June 14, 2006 - February 13, 2007
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NCG SECURITIES LLC
CRD#: 160481 / SEC#: , 8-69033
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
