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Joseph Domato

Joseph Domato

SCHWAB WEALTH ADVISORY | Financial Advisor
New York City, NY 10010
Some features on this profile are disabled
CRD#: 4928946
Joseph Domato

Professional summary

Joseph Domato, who also goes by Joseph William Domato, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in New York City, New York and CHARLES SCHWAB & CO., INC. located in New York City, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Joseph has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Family Finances
Social Security Retirement Ben...
Investments
Are you a "fiduciary"?
Yes

Aliases

Joseph William Domato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Domato's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 2, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 915 Broadway Ground Floor, New York City, NY 10010
RIA
CRD#: 159035
New York City, NY
Current

August 2, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 915 Broadway Ground Floor, New York City, NY 10010
RIA
BD
CRD#: 5393
New York City, NY
Past

June 6, 2018 - July 8, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
RYE BROOK, NY
Past

June 4, 2018 - July 8, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
RYE BROOK, NY
Past

September 11, 2017 - May 16, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
NEW YORK, NY
Past

August 30, 2017 - May 16, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
NEW YORK, NY
Past

June 23, 2016 - August 1, 2017

WRIGHT PRIVATE ASSET MANAGEMENT LLC

RIA
CRD#: 139570
GREENWICH, CT
Past

June 23, 2016 - August 1, 2017

WRIGHT INVESTORS SERVICE INC

RIA
CRD#: 106302
GREENWICH, CT
Past

February 22, 2016 - August 1, 2017

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

BD
CRD#: 13645
SHELTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/2/2025)
RR
Delaware
(8/2/2025)
RR
Florida
(8/2/2025)
RR
Maryland
(8/2/2025)
RR
New Jersey
(8/2/2025)
RR
New York
(8/2/2025)
IAR
New York
(8/2/2025)
RR
Pennsylvania
(8/2/2025)
IAR
Texas
(8/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/14/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

Financial AdvisorCRD#: 159035New York City, NY 10010

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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