AH
Anne M. Huth
THRIVENT INVESTMENT MANAGEMENT
Bloomington, IN
Some features on this profile are disabled
CRD#: 4928857
AH
Professional summary
Anne Michelle Huth, who also goes by Anne Michelle Bruna, Anne Bruna, Anne Michelle Huth, Anne Michelle Luchterhand, Anne Luchterhand, Anne Michelle Rauckman, Anne Rauckman, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Bloomington, Indiana.
Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Anne has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anne Michelle Bruna | Anne Bruna | Anne Michelle Huth | Anne Michelle Luchterhand | Anne Luchterhand | Anne Michelle Rauckman | Anne Rauckman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHAPLAIN POSITION: Chaplain NATURE: Chaplain services. No company. No compensations. Just community chaplain services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 505 Larkin St #311, Tomah WI 54660, United States DESCRIPTION: Providing spiritual care at the scene of an accident, tragedy, natural disaster, or whenever anyone needs prayer or consoled.
CRS (Client Relationship Summary) - RIA
Click below to view Anne Michelle Huth's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anne Michelle Huth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Bloomington, IN
Current
March 29, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
October 24, 2022 - February 27, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NORMAN, OK
Past
October 19, 2022 - February 27, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NORMAN, OK
Past
June 16, 2022 - July 21, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Pittsburgh, PA
Past
June 16, 2022 - July 21, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
September 12, 2014 - January 10, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PITTSBURGH, PA
Past
September 12, 2014 - January 10, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PITTSBURGH, PA
Past
August 13, 2013 - August 22, 2014
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
SEVEN FIELDS, PA
Past
July 1, 2013 - July 15, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
SEVEN FIELDS, PA
Past
June 16, 2010 - July 1, 2013
GWN SECURITIES INC.
RIA
CRD#: 128929
WEXFORD, PA
Past
June 16, 2010 - July 1, 2013
GWN SECURITIES INC.
BD
CRD#: 128929
WEXFORD, PA
Past
April 20, 2009 - June 16, 2010
WADDELL & REED
RIA
CRD#: 866
PITTSBURGH, PA
Past
April 3, 2009 - June 16, 2010
WADDELL & REED
BD
CRD#: 866
PITTSBURGH, PA
Past
December 5, 2005 - April 7, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PITTSBURGH, PA
Past
December 5, 2005 - April 7, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/4/2023)
RR
Alaska(8/4/2023)
RR
Arizona(8/4/2023)
RR
Arkansas(8/4/2023)
RR
California(8/4/2023)
RR
Colorado(8/4/2023)
RR
Connecticut(8/4/2023)
RR
Delaware(8/4/2023)
RR
District of Columbia(8/4/2023)
IAR
District of Columbia(8/8/2023)
RR
Florida(8/4/2023)
RR
Georgia(8/4/2023)
RR
Hawaii(8/4/2023)
RR
Idaho(8/4/2023)
RR
Illinois(8/4/2023)
RR
Indiana(8/4/2023)
IAR
Indiana(10/28/2025)
RR
Iowa(8/4/2023)
RR
Kansas(8/4/2023)
RR
Kentucky(8/4/2023)
RR
Louisiana(8/4/2023)
RR
Maine(8/4/2023)
RR
Maryland(8/4/2023)
RR
Massachusetts(8/4/2023)
RR
Michigan(8/4/2023)
RR
Minnesota(8/4/2023)
RR
Mississippi(8/4/2023)
RR
Missouri(8/4/2023)
RR
Montana(8/4/2023)
RR
Nebraska(8/4/2023)
RR
Nevada(8/4/2023)
RR
New Hampshire(8/4/2023)
RR
New Jersey(8/4/2023)
RR
New Mexico(8/4/2023)
RR
New York(8/4/2023)
RR
North Carolina(8/4/2023)
RR
North Dakota(8/4/2023)
RR
Ohio(8/4/2023)
RR
Oklahoma(8/4/2023)
IAR
Oklahoma(8/4/2023)
RR
Oregon(8/4/2023)
RR
Pennsylvania(3/29/2023)
IAR
Pennsylvania(12/26/2023)
RR
Rhode Island(8/4/2023)
RR
South Carolina(8/4/2023)
RR
South Dakota(8/4/2023)
RR
Tennessee(8/4/2023)
RR
Texas(8/4/2023)
IAR
Texas(8/7/2023)
RR
Utah(8/4/2023)
RR
Vermont(8/4/2023)
RR
Virginia(8/4/2023)
RR
Washington(8/4/2023)
RR
West Virginia(8/4/2023)
RR
Wisconsin(8/4/2023)
RR
Wyoming(8/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
