Jonathan A. Landsberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Andrew Landsberg, who also goes by Jon Andrew Landsberg, Jonathan A Landsberg, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2006. Jonathan had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2019 - May 8, 2023
BARINGS SECURITIES LLC
November 21, 2014 - August 10, 2018
WELLS FARGO SECURITIES, LLC
August 23, 2006 - October 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
