Mark R. Fitzpatrick

SCALA CAPITAL LLC

Miami, FL 33131

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CRD#: 4928735

Professional summary

Mark Robert Fitzpatrick is a registered financial advisor currently at SCALA CAPITAL LLC located in Miami, Florida and GLIDE CAPITAL located in Miami, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mark has worked at 2 firms and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Robert Fitzpatrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2015 - Present

SCALA CAPITAL LLC

Office #1: 999 Brickell Avenue Suite 1006, Miami, FL 33131

RIA

CRD#: 156165

Miami, FL

Current

December 8, 2017 - Present

GLIDE CAPITAL

Office #1: 3323 Ne 163rd Street Suite 305, Miami, FL 33160

RIA

CRD#: 288592

Miami, FL

Past

December 8, 2017 - December 31, 2022

GLIDE CAPITAL

RIA

CRD#: 288592

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCALA CAPITAL LLC

ICONIC CAPITAL LLC | SMARTINVEST CAPITAL LLC | SCALA CAPITAL LLC

CRD#: 156165 / SEC#: 801-112881

RIA

Registered Investment Advisory firm - (4/18/2018 Approved)

Florida

Registered Investment Advisory firm - (12/13/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/26/2015)

IAR

Texas
(7/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 2/2/2013

National Commodity Futures Examination

Current Firm

SCALA CAPITAL LLC

ICONIC CAPITAL LLC | SMARTINVEST CAPITAL LLC | SCALA CAPITAL LLC

CRD#: 156165 / SEC#: 801-112881

RIA

Registered Investment Advisory firm - (4/18/2018 Approved)

Florida

Registered Investment Advisory firm - (12/13/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

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Contact information

Main Address

999 Brickell Avenue Suite 1006, Miami, FL 33131

Mailing Address

Phone number

(305) 539-3850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCALA CAPITAL ADV PART 2A (1/30/2026)

Regulatory assets under management

Total Number of Accounts	390
AUM (Assets Under Management)	$ 380,460,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark R. Fitzpatrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Robert Fitzpatrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCALA CAPITAL LLC

GLIDE CAPITAL

GLIDE CAPITAL

Primary Firm SEC Registration

SCALA CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 2/2/2013

Current Firm

SCALA CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCALA CAPITAL LLC

TRUST BUT VERIFY

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