KM
Kathleen K. Mcdermott
MCDERMOTT INVESTMENT ADVISORS
Naples, FL 34102
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CRD#: 4928511
KM
Professional summary
Kathleen Kovacs Mcdermott, who also goes by Kathleen Ann Kovacs, Kathleen Ann Kunik, is a registered financial advisor currently at MCDERMOTT INVESTMENT ADVISORS, LLC located in Naples, Florida.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kathleen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kathleen Ann Kovacs | Kathleen Ann Kunik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Kovacs Mcdermott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2005 - Present
MCDERMOTT INVESTMENT ADVISORS, LLC
Office #1: 780 Fifth Avenue South Suite 200, Naples, FL 34102Office #2: 44 East Broad Street Suite 218, Bethlehem, PA 18018RIA
CRD#: 132221
Naples, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MCDERMOTT INVESTMENT ADVISORS, LLC
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)California
Registered Investment Advisory firm - (5/7/2014 Terminated)Florida
Registered Investment Advisory firm - (12/31/2014 Terminated)Maine
Registered Investment Advisory firm - (4/7/2014 Terminated)Nevada
Registered Investment Advisory firm - (10/6/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (4/7/2014 Terminated)New Jersey
Registered Investment Advisory firm - (4/7/2014 Terminated)New York
Registered Investment Advisory firm - (4/7/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/8/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/9/2010)
Current Firm
MI
MCDERMOTT INVESTMENT ADVISORS, LLC
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)California
Registered Investment Advisory firm - (5/7/2014 Terminated)Florida
Registered Investment Advisory firm - (12/31/2014 Terminated)Maine
Registered Investment Advisory firm - (4/7/2014 Terminated)Nevada
Registered Investment Advisory firm - (10/6/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (4/7/2014 Terminated)New Jersey
Registered Investment Advisory firm - (4/7/2014 Terminated)New York
Registered Investment Advisory firm - (4/7/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/8/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
780 Fifth Avenue South Suite 200, Naples, FL 34102
Mailing Address
P.o. Box 1889, Bethlehem, PA 18016-1889
Phone number
(610) 882-1460
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 211,048,107 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
