MS
Mitchell L. Stein
OBJECTIVE CAPITAL MANAGEMENT
Pepper Pike, OH 44122
Some features on this profile are disabled
CRD#: 4928458
MS
Professional summary
Mitchell Lawrence Stein is a registered financial advisor currently at OBJECTIVE CAPITAL MANAGEMENT, LLC located in Pepper Pike, Ohio and OCM PRIVATE WEALTH, LLC located in Pepper Pike, Ohio.
Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Mitchell has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Objective Capital Management, LLC., Start Date: 03/01/2019, 29325 Chagrin Blvd, Ste 204, Pepper Pike, OH 44122, LLC, RIA, President, President/Partner of OCM RIA Firm, Investment Related, 200 hours per month, 7 hours per day during trading hours. 2. Rental Property, Start Date: 05/01/2014, 2743 N Sheffield Ave, #4N, Chicago, IL 60614, Rental Property - Residential, Property Owner, Manage/Maintain the condo unit for my renters, Not Investment Related, 1 hour per month, 0 hours per day during trading hours. 3. University School - Board of Trustees, Start Date: 09/01/2019, 2785 Som Center Rd., Hunting Valley, OH 44022, Elementary & High School, Trustee, Serve on committees, oversee school governance, and help with long term strategic planning, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours. 4. Cleveland Clinic Childrens Hospital, Start Date: 07/01/2021, 9500 Euclid Ave., Cleveland, OH 44195, Non-Profit, Hospital System, Leadership Council, Plan annual golf outing, help with fundraising and attractive new donors, general advocacy, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours. 5. Saint Martin De Porres High School, Start Date: 11/01/2020, 6202 St Clair Ave, Cleveland, OH 44103, Non-profit, High School, Advancement Committee - Fundraising, Help plan fundraising events, introduce new potential donors to the school, outreach to current and past donors, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Lawrence Stein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2019 - Present
OBJECTIVE CAPITAL MANAGEMENT, LLC
Office #1: 29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122RIA
CRD#: 156013
Pepper Pike, OH
Current
October 24, 2024 - Present
OCM PRIVATE WEALTH, LLC
RIA
CRD#: 332302
Pepper Pike, OH
Past
March 4, 2019 - November 14, 2024
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Pepper Pike, OH
Past
January 8, 2010 - March 8, 2019
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CLEVELAND, OH
Past
January 8, 2010 - March 8, 2019
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CLEVELAND, OH
Past
September 27, 2007 - January 20, 2010
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CHICAGO, IL
Past
September 27, 2007 - January 20, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CHICAGO, IL
Past
August 12, 2005 - September 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHICAGO, IL
Past
July 21, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 21, 2005 - September 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OBJECTIVE CAPITAL MANAGEMENT, LLC
OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC
CRD#: 156013 / SEC#: 801-114315
RIA
Registered Investment Advisory firm - (11/21/2018 Approved)New York
Registered Investment Advisory firm - (1/15/2019 Terminated)Ohio
Registered Investment Advisory firm - (1/15/2019 Terminated)Texas
Registered Investment Advisory firm - (1/15/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/29/2025)
IAR
Illinois(10/25/2024)
IAR
Ohio(3/1/2019)
IAR
Texas(2/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
OBJECTIVE CAPITAL MANAGEMENT, LLC
OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC
CRD#: 156013 / SEC#: 801-114315
RIA
Registered Investment Advisory firm - (11/21/2018 Approved)New York
Registered Investment Advisory firm - (1/15/2019 Terminated)Ohio
Registered Investment Advisory firm - (1/15/2019 Terminated)Texas
Registered Investment Advisory firm - (1/15/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122
Mailing Address
Phone number
(216) 469-1231
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 603 |
| AUM (Assets Under Management) | $ 304,740,162 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
