Tabitha P. Yazdani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tabitha Pantis Yazdani, who also goes by Tabitha C Ling, Tabitha Chevele Ling, Tabitha C Pantis, Tabitha Chevele Pantis, Tabitha ^ Pantis ^, Tabitha Pantis, Tabitha Pantis Yazdani, Tabitha C Yazdani, Tabitha P. Yazdani, Tabitha Yazdani, was a registered financial professional .
Tabitha is a previously registered financial professional and started their career in finance in 2006. Tabitha had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2016 - December 14, 2017
FINANCIAL MANAGEMENT NETWORK INC
August 6, 2015 - December 14, 2017
FMN CAPITAL CORPORATION
May 12, 2014 - August 25, 2014
SECURITIES SERVICE NETWORK, LLC
July 15, 2008 - February 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 15, 2008 - February 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 6, 2007 - July 2, 2008
CITIGROUP GLOBAL MARKETS INC.
October 25, 2006 - July 2, 2008
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
FINANCIAL MANAGEMENT NETWORK INC
CRD#: 110454 / SEC#: 801-40473
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL MANAGEMENT NETWORK INC
CRD#: 110454 / SEC#: 801-40473
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
